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Essential Strategies for Financial Services Compliance

By Peter Haines

Essential Strategies for Financial Services Compliance Law

Essential Strategies for Financial Services Compliance

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Description
"This excellent book addresses an urgent need with authoritative advice. Compliance with financial regulation needs to be embedded into company culture. This book shows how it should be recognized as a fundamental part of strategic thinking: making compliance a strength rather than weakness; an opportunity rather than threat." —David Craig, President of the global Financial and Risk business at Thomson Reuters "Essential Strategies for Financial Services Compliance is a well drafted, insightful and essential text for Compliance staff. It demonstrates a practical and user friendly approach to the role of a Compliance professional providing good examples, templates and case studies. It has grasped many of the key issues around conduct, culture and compliance practice and is an ideal text for compliance students of this evolving dynamic discipline. The ICA recommends the book as a core text for its Compliance and GRC courses." —Bill Howarth, Chief Executive Officer, International Compliance Association "The updated Essential Strategies for Financial Services Compliance is fundamental reading for any budding Compliance Professional, and an excellent reference for those already 'treading the boards'. With the new responsibilities and accountabilities of Compliance Officers, and changes in regulators and their emphasis, the key areas mentioned are vital for any large organization's compliance department to adopt and maintain. Thoroughly recommended to anyone in a major financial services organization." —Lee Werrell, Chartered FCSI FISMM, Author of Compliance Managers Guidebook & Reference
Product details
Edition:
2
Number of Pages:
400
Release Date:
2015-10-09
Publication Date:
2015-11-16
Publisher:
Wiley
Languages:
Original: English
ISBN10:
1118906136
ISBN13:
9781118906132
GPSR Manufacturer Reference:
[email protected]
Weight:
839 g
Height:
172 cm
Width:
251 cm
Thickness:
32 cm
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